Genetic Susceptibility to Multiple Sclerosis David G. Haegert,MD,X and Maria G. Marrosu, M D t Twin studies have established that susceptibility to multiple sclerosis (MS) is partly genetic. Attempts to identify the relevant genetic loci have involved population-basedstudies, to detect associationsbetween a genetic marker and MS, and family studies, to detect linkage between a putative marker and MS. Most of this genetic work is driven by the view that MS is an autoimmune disease. Thus, the focus has been mainly on genes known to be important in the immune response: human leukocyte antigen (HLA) genes, T-cell receptor genes, and immunoglobulin genes. To date, only the particular HLA-DR2 haplotype that is common in Caucasians can be concluded to be important in MS susceptibility in most populations. Studies of other genetic loci have been few, the data obtained often have been conflicting or controversial, and further studies are needed to clarify the biological significance of these loci in MS. Recommendatioas for further studies are provided in order to overcome some of the problems that have plagued earlier work in MS such as nonreproducibility of results. Haegen DG, Marrosu MG. Genetic susceptibility to multiple sclerosis. Ann Neurol 1994;36(S2):S204-S2 10 Epidemiology, Molecular Genetics, and Multiple Sclerosis To understand the geographical distribution of multiple sclerosis (MS) we need accurate data on the genetic composition of the different populations in which MS occus and data on the distribution of putative susceptibility alleles within the constituent ethnic groups. Epidemiological and molecular genetic studies must be performed together if we are to unravel the complexities of genetic susceptibility to MS. This principle is exemplified by brief consideration of two earlier findings: first, that the HLA-DR2 serological specificity lowers the threshold for susceptibility to MS 111; and second, that there is a north-south gradient in Europe of HLA-DR2 12). Do these two observations explain in part ethnic differences in MS susceptibility within Europe? HLA serological analysis indicates that both Scandinavians f3) and Hungarian Gypsies [4] have a hgh population frequency of DR2, yet only the former population has a hgh prevalence of MS 14, 5 ) . The development and application of molecular genetic or DNA-based typing methods have shown clearly that the DR2 serological specificity is expressed on the products of at least five different DR2 alleles 161. One DR2 haplotype is common in Scandinavians CS] and is MS associated in various population-based studies in Scandinavia [ S , 7-10) and elsewhere [lo), whereas a different DR2 haplotype is present in the Hungarian Gypsy population 111). This example illustrates two points: First, genetic studies in MS should be molecular in type and should avoid surrogate markers such as serological specificities, which often do not provide an adequate measure of the polymorphisms present at a particular locus and may lead to incorrect conclusions concerning genetic associations with MS. Second, molecular genetics can complement epidemiology and provide precise data on the distribution and diversity of susceptibility alleles within and between populations and facilitate identification of genetic clines that could explain regional differences in MS prevalence within a population. From the ‘Discipline of Pathology, Memorial University of Newfoundland, St. John’s, Newfoundlaad, Canada, and the tISUNt0 di Nempsichiatria Infantile, Universiddegli Studi di Cagliari, Cagliari, Italy. Address correspondence to Dr Haegert, Discipline of Pathology, Health Science Center, Memorial University of Newfoundland, St. John’s, Newfoundland, Canada AIB 3V6. Genetic Susceptibility to Multiple Sclerosis: An Introduction Twin studies [12-17) provide evidence that two or more genes play a role in susceptibility to MS. It remains controversial, however, as to whether we have identified the major genetic locus in this disease [lS, 191. Also unresolved are questions of additive and hierarchical effects of different genes (see E201 for review) and whether there are both susceptibility and protective MS genes fS, 21, 22). Most of the current work on genetic susceptibility to MS is driven by the hypothesis that MS is an autoimmune disease 123). Therefore, investigators have focused on genetic loci recognized to play a major role in the immune response, that is, human leukocyte antigen (HLA) genes IS, 7-10), T-cell receptor (TCR)genes (for review see [24]), and immunoglobulin (Ig) genes S204 Copyright 0 1994 by the American Neurological Association [25,26}. Since myelin basic protein (MBP) genes may encode the target molecules of the autoimmune process in MS 1271, some investigators [28, 271 have also focused on MBP gene polymorphisms. The contribution of candidate disease marker loci to MS susceptibility has been evaluated by two complehave been dementary approaches. First, a~~ociations tected between particular genetic markers and MS in PoPulation-based studies. Most Co-onlY this is done using the case-control method, but an important caveat is that small differences in ethnicity or regional genetic differences can influence sgdica&Iy the-experimental findings with this method. An alternative method that controls for ethnicity and regional genetic differences is to use parental haplotypes not transmitted to patients as control haplotypes {30, 31). Second, and an important complement to association studies, is the identification of linkage between a particular marker and MS. This is essential since a population association between a genetic marker and MS could reflect linkage or population stratification [311. The standard linkage method in MS is to search for haplotype sharing in identity by descent analysis of affected sibling pairs [e.g., 32-34}. When a given locus makes a minor contribution to disease susceptibility, however, identity by descent analysis may not detect linkage and a more powerful linkage test, the transmission test for linkage disequilibrium (TDT) [31), may be used. This latter test has the advantage of applicability to simplex as well as multiplex families. The TDT may be used to detect linkage only when a population association with a marker allele or haplotype has already been identified. For the future we anticipate that the significance of positive associaill be tions of marker alleles or haplotypes with MS w tested by the TDT. HLA and Multiple Sclerosis HLA Background Early HLA-MS case-control studies demonstrated a positive association with =-A3 and -B7 serological specificities. Subsequent work established that these associations were secondary to a stronger disease association with HLA-DR2 (for review see {lo]). HLA-DR2 is a serologically defined specificity that maps to the HLA-D or class I1 region (Fig). This MS association has been confirmed in many population studies 15, 7-10, 351. Because of this finding and the evidence that experimental allergic encephalomyelitis (EAE) 1361 and many other autoimmune diseases are associated with MHC class I1 1371, most HLA studies over the past 10 years in MS have focused on the class I1 region. It is necessary to have a basic knowledge of this region in order to understand the investigative strategies and the significance of the experimental of the H u gene compk.x A simp[z$ed shows the transcriptionally active HLA c h s I1 or D region genes; psetldogenes r e f w d to in the text are in parentheses and the location o f c h s III and I genes rekztive to claSs II genes is shoton. findings. As shown in the Figure, the HLA class I1 region is divided into three major subregions termed DP, DQ, and DR. Each subregion contains at least one pair of expressed genes that encodes a pair of functional a and P chains. For example, the DQ region contains DQAl and DQB1 genes, which code for DQa and P chains respectively. The a and P chains typically are expressed on various cells involved in the immune response. Both a and P chains contain two external domains; the membrane distal domain is the major site of variation between class I1 molecules. Whereas DRa chains (encoded by DRA) are essentially invariant, DRP, DQa, DQP, DPa, and DPP show sequence variants that are responsible for the polymorphisms characteristic of these molecules. This polymorphism is determined by the germline genetic polymorphism of the class I1 region with multiple alleles at most class I1 loci (reviewed in E371). The nomenclature of the HLA alleles follows that of the Human Gene Mapping Nomenclature Committee 1383. However, the terminology is confusing. This is because each allele is now defined on the basis of its nucleotide sequence [39], but its original name was based on its serological specificity 1401. Thus, originally, D R alleles were termed DR1-DR10, with some alleles being given an International HLA Workshop or w designation (e.g., DRw6). Later, as new serological reagents became available, some of the serologically defined specificities were split into several specificities. DRw5 was therefore split into D R w l l and DRwl2 and DRw6 was split into DRwl3 and DRwl4. The next specificity to be split, DR2, was divided into DRwl5 and w l 6 specificities. When DR2 16, 37-41] alleles were officially named for the first time by the World Health Organization (WHO) nomenclature committee [391, the first two letters were derived from the serological specificities. Thus, DR2 alleles are now termed DRB1*1501, '1502, *1503, '1601, and *1602 163. DRBl refers to the gene locus encoding DRP chains, and the allelic numbers that follow the asterisk are named for the respective splits; for example, '1501, *1502,and *1503 are named for the DRw/ 15 split. Simi- Haegert and Marrosu: Genetic Susceptibility to MS S205 larly, DQ specificitieswere initially termed DQwl, w2, and w3, and DQw4 was added later. DQwl was subsequently split into w5 and w6 and so DQwb-derived DQBl alleles are termed DQB1'0601, "0602, and so on {6, 39-4 11. In summary, there is a clear logic to the HLA class I1 nomenclature but it is not immediately obvious on first exposure except to those who have monitored closely the changes in the nomenclature of the HLA system over the years. This nomenclature was emphasized at the workshop for several reasons. First, to establish the genetic basis of susceptibility to MS we must identify the precise disease-associated HLA class I1 alleles rather than identify surrogate serological markers. Second, since a serological specificity such as DR2 is shared by the products of a number of different alleles, we need to be able to distinguish between these different alleles to identdy the specific DR2 allele associated with MS. Third, definition of the alleles by nucleotide sequence means that precise detection of MS-associated alleles must use DNA-based typing methods. We anticipate that future HLA MS studies will only use methods designed to distinguish between DNA sequences, for example, polymerase chain reaction amplification and sequence-specific oligonucleotide typing (PCR-SSO typing). An important feature of the HLA class I1 region is that certain DR and DQ alleles are in strong linkage disequilibrium, that is, inherited together on a chromosome as a single genetic unit termed a haplotype (haploid genotype) 137). This means that detection of a positive disease association with a given allele may occur because the particular allele detected is in linkage disequiltbrium with one or more other alleles that are primarily responsible for the disease association. Moreover, certain alleles are present on more than one haplotype; for example, DQA1'0102 is present on an MSassociated haplotype and a second haplotype that is not MS associated [351. Therefore, the current strategy [37) in studying HLA class I1 associations with autoimmune disease involves first, definition of the diseaseassociated haplotype; second, identification of the disease susceptibility allele; and third, determination of the structural basis of the allelic association. HLA Class I1 Associations with Multiple Sclerosis Population-based case-control studies 15, 7-10, 351 have used serological or DNA-based HLA class I1 typing to detect MS associations. Methodology is mentioned before discussing findings because the reliability of the data obtained is partly dependent on the methodology used. Thus, early HLA MS studies were serological, but interpretation of the results is difficult. This is because serological typing has a significant error rate 1421 and is unable to idenufy products of all alleles S206 (e.g., DR2 subtypes). Any reports based on serology and, therefore, virtually all HLA studies before 1985, are of uncertain significance. At present we believe that serology should be used only in preliminary studies and must be followed by molecular typing. Numerous case-control studies show HLA class I1 associations with MS in most populations. There is considerable evidence 15, 7-10, 351 that the common Caucasian DR2 haplotype DRB l"150 1-DQAl"0102DQB l"0602 is the dominant MS-associated haplotype worldwide. Particularly strong associations with this haplotype are observed in northern European MS patients and in patients of northern European descent [lo}, but an MS association with this haplotype also is observed in other populations f43-451. At the present time we cannot be certain as to whether all populations show HLA-MS associations, as studies detecting no associations have often been serological or have used small numbers of patients and control subjects. Heterogeneity in HLA associations with MS between ethnic groups is also controversial 143,461. On the one hand a collaborative French CanadianSardinian study 1351 showed a positive association in French Canadian MS patients with the common Caucasian DR2 haplotype, but completely different associations in Sardinian MS patients, specifically MS associations with DR4 and DQA1'0301, DQBl"0302, and "0201 (see also 1471). Additional evidence for heterogeneity is the MS association with particular DPBl alleles in Caucasoid and Chinese MS patients who lack the DR2 haplotype f48}. Conversely, Olerup and Hillert [ 5 , 431 argue that the only haplotype repeatedly shown to be MS associated is the DR2 haplotype and that other associations are doubdul. Indeed, a common feature of MS case-control studies is that initial findings of HLA-MS associations cannot be duplicated when the studies are repeated in the same or different ethnic groups. For example, weak associations of MS with DR4 have been reported by two groups 149, SO}, but importantly not by a third group 151 that directly addressed the questions of a DR4 association with MS. Furthermore, a Swedish study 181 reported an association of a DR4 haplotype with primary chronicprogressive MS, but a second Swedish study 151 was nonconfirmatory. Similarly, evidence that a DR3 haplotype is associated with relapsing-remitting MS, was obtained [ 5 , 81, although this findmg has been challenged by others f5 I}. Hierarchical associations of two DQBl alleles ('0302 and "0201) with MS have been documented in Sardinia C353, but not tested for in s u b sequent studies. Very recently C22) three haplotypes were reported to be negatively associated with MS. In view of the difficulties in repeatability in HLA MS studies, it would be prudent to perform additional casecontrol studies to address the possibility that apart from the wellestablished DR2-haplotype association, Annals of Neurology Supplement 2 to Volume 36, 1994 there are very few positive or negative HLA associations with MS. HLA Class II Associations with Multiple Sclerosis: Theoretical Modeh The finding of class I1 associations with MS has led to various models, some of which have been vigorously analyzed. The models are as follows: (1) The MSassociated DR2 haplotype (DRB1*1501-DQA1*0102DQB l"0602) includes the disease susceptibility gene (DSG). (2) The DSG is a non-HLA gene linked to the DR2 haplotype. Candidate genes include TAP (transporter associated with antigen processing) and LMP (large multifunctional protease) genes, but evidence against a role for both sets of genes has been obtained [52] (D.A.S. Compston, unpublished observations, 1994). In this context of non-HLA genes, Hillert and Olerup analyzed polymorphsms centromeric and telomeric to DR-DQ loci in MS patients. They reported that any non-HLA gene associated with MS must be close to the DR and DQ loci, as the DR2 haplotype does not extend to DP or DQA2 loci or to HLA class I11 loci [9, 531 (see Fig). (3) HLA class I1 associations with MS in different ethnic groups are not primarily due to sharing of particular HLA class I1 haplotypes or alleles, but are due to sharing of polymorphic HLA class I1 sequences or codons. Evidence has been obtained in support of a primary association of MS with a shared DQBl sequence 17, 541 and a DQAl codon 1547. However, formal two-locus linkage analysis 15, 551 establishes that these DQBl and DQAl associations with MS are secondary to an MS association with the DR2 haplotype. Two possible exceptions exist: First, Haegert and Francis [561 reported a primary MS association in French Canadians with DQBl codons for leucine at residue 26 and second, Allen and coauthors [221 reported a primary MS association in Sweden of DRB1 codons for glycine at residue 86. In view of the history of MS case-control studies, confirmatory investigations are needed if we are to accept either codon as having an important role in MS susceptibility. (4) DQa-p heterodimers encoded in cis or in trans may determine MS susceptibility 1541. When this model was formally tested by excluding the DR2 haplotype from the analysis [5J, little evidence was obtained to support the model. (5) MS is associated with mutated HLA class I1 alleles. In keeping with the observations in other autoimmune diseases [37,57], DNA sequencing [58J indicates that the HLA class I1 alleles in MS patients are normal. In summary, two plausible explanations persist for HLA associations with MS. Either the HLA class I1 region contains a DSG or the DSG is a non-HLA gene linked to the DR2 haplotype and close to the DR-DQ loci. Unfortunately, the evidence at present does not distinguish between these possibilities. HLA-Multiple Sclerosis Linkage Studiu The population-based case-control studies suggest that tight linkage will be detected between the DR2 haplotype and MS.Although a recent study of nine Swedish multiplex families suggests linkage 1591, two larger studies of affected sibling pairs using identity by descent analysis [32} (D.A.S. Compston, unpublished data, 1994) found no evidence of linkage. An explanation for these negative findings is difficult in view of the consistent demonstration of MS associations with this haplotype. One possibility is that linkage WIU be detected only in populations where the MS-DR2 haplotype associations are particularly strong. A second possibility is that insufficient sibling pairs were used in any one study to detect linkage, and in that regard the more powerful TDT may be appropriate, especially since the prerequisite population associations for TDT analysis have been already identified. T-cell Receptor Gene Polymorphism and Multiple Sclerosis In the majority of T cells the antigen receptor consists of a heterodimer encoded by TCR a and p genes. In the context of the autoimmune hypothesis, the TCR gene region may play a role in genetic susceptibility to MS. Interest in this concept derives in part from studies of EAE in which there is strong evidence that MBP recognition is restricted to very few TCR gene families [36}. Therefore, it may be postulated that in MS, inheritance of certain TCR alleles or haplotypes could predispose to myelin damage. The approach has involved identification of various TCR a and p polymorphsms by restriction fragment length polymorphism (RFLP) analysis. Similar to the HLA studies, the TCR studies include analysis of population associations and of linkages in families, and both constant region and variable region TCR polymorphisms have been the focus of study. T C R a and p Restriction Fragment Length Polymorphism and Multiple Sclerosis: The Findings First, associations with TCR p RFLPs have been detected by some investigators 160-621 but not by others 163,641; the finding of an association between a TCR a RFLP and MS [651 in one study has been refuted in a second study 1661 in which the particular RFLP was interpreted as a restriction enzyme artifact. Second, linkage studies give conflicting findings. Thus, some studies [67-691 reported that neither TCR a nor TCR p RFLPs segregate with MS in families, but another study [ 3 3 } of affected sibling pairs found good evidence for TCR p haplotype sharing in MS. The reason for the discrepant findings is not entirely evident but deserves discussion. First, and an important consideration, polymorphic restriction sites that define the RFLPs are most commonly located in noncoding Haegert and Marrosu: Genetic Susceptibility to MS S207 regions and may not be in strong linkage disequilib rium with disease-susceptibility TCR alleles. Second, there is a high rate of recombination among TCR genes, and thus there may be a little conservation of haplotypes from one generation to the next; that is, linkage could be present but go undetected. Third, if there is more than one HLA susceptibility allele or haplotype, TCR genes involved in MS susceptibility could vary because TCR gene products recognize antigen in the context of particular HLA molecules (reviewed in {70J). In summary, to date there is no evidence that TCR a gene polymorphisms play a role in genetic susceptibility to MS, but at least some evidence supports a role of TCR f3 genes in MS development. Clearly further linkage studies are indicated. Minor Areas of Study The studies of Ig gene polymorphisms in MS are few and the data are conflicting. Thus, a population-based study 125J found no association with Ig constant region gene polymorphisms, but a family study reported that Ig variable region gene polymorphisms and MS are linked [26}. In view of all the claims of genetic predisposition to MS that have been subsequently refuted, further Ig gene studies are needed to establish the precise role of these particular genes in MS susceptibility. MBP flanking region gene polymorphisms were initially reported to be associated with and linked to MS in a Finnish study [28], but no evidence of linkage was obtained in a study by a second group of investigators [29]. As studies are few in this area, further data are needed before any definite conclusions can be reached. Conclusions and Recommendations for Fume Studies Twin studies indicate that two or more genes are involved in the susceptibility to MS, but at present we can only be confident that the HLA gene region, and in particular the common Caucasian HLA-DR2haplotype, plays a role in MS susceptibility in most populations. Even with the application of molecular methods, the biological significance of other gene regions in MS remains unclear or controversial, with the possible exception of the TCR f3 gene region. Several recommendations that will affect further studies in this particularly difficult area of investigation can be made: 1. Nonreproducibility of HLA population-based association studies is a recurrent issue and probably reflects inadequate patient-control matching. Future studies demand particular care to control for regional genetic differences; affected family-based control subjects are particularly important. HLA typing must be done by DNA-based methods, and serological findings remain unproved unless confirmed by molecular typing. Since the terminology for HLA alleles is now based on the nucleotide sequence of the alleles, HLA MS studies should use t h ~ saccepted terminology. More powerful methods are indicated to detect weak associations and linkage including the relative predispositional effect (WE)method for associations C71) and the TDT 1311. The RPE method is particularly useful in detecting weak associations because it determines the predispositional, neutral, or protective effects of alleles relative to one another, even when one allele is strongly disease associated. A study reporting an MS association must be repeated in a second case-control study. Large casecontrol numbers are needed to detect weak associations, and cases need to be stratified according to disease subtype. 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